SFC Licences of HO Kwan Dik 何君迪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Future Securities Limited 未來證券有限公司 RE 2 01 December 2017 16 December 2019
Future Securities Limited 未來證券有限公司 RE 1 01 December 2017 16 December 2019
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 20 January 2014 31 December 2014
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 2 20 January 2014 31 December 2014
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 21 July 2011 31 December 2012
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 2 21 July 2011 31 December 2012
Wing Fung Forex Limited 永豐外匯有限公司 RE 3 08 September 2009 16 October 2009
Wing Fung Futures Limited 永豐期貨有限公司 RE 2 08 September 2009 16 October 2009
Wing Fung Securities Limited 永豐證券有限公司 RE 1 08 September 2009 16 October 2009
CES Forex (HK) Limited 光證外匯（香港）有限公司 RE 3 17 September 2008 12 July 2009
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 2 11 September 2008 12 July 2009
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 1 11 September 2008 12 July 2009
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 01 November 2007 05 July 2008
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 2 01 April 2003 05 July 2008
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 5 01 April 2003 20 February 2004
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 9 01 April 2003 20 February 2004