SFC Licences of LAM Ka Ki, Charlie 林家驥
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Pixiu Asset Management Limited (trading as APX Capital) 富瑞資產管理有限公司 (以容韜資本名義經營業務) | RO | 9 | 14 September 2022 | |
Pixiu Asset Management Limited (trading as APX Capital) 富瑞資產管理有限公司 (以容韜資本名義經營業務) | RO | 4 | 14 September 2022 | |
Pixiu Asset Management Limited (trading as APX Capital) 富瑞資產管理有限公司 (以容韜資本名義經營業務) | RE | 9 | 15 August 2022 | 14 September 2022 |
Pixiu Asset Management Limited (trading as APX Capital) 富瑞資產管理有限公司 (以容韜資本名義經營業務) | RE | 4 | 15 August 2022 | 14 September 2022 |
CAIIS Limited | RE | 4 | 02 February 2015 | 01 February 2018 |
CAIIS Limited | RE | 1 | 02 February 2015 | 01 February 2018 |
LGT Investment Management (Asia) Limited | RE | 9 | 02 June 2008 | 13 May 2009 |
LGT Investment Management (Asia) Limited | RE | 4 | 02 June 2008 | 13 May 2009 |
LGT Investment Management (Asia) Limited | RE | 1 | 02 June 2008 | 13 May 2009 |