SFC Licences of CHAN Kar Lok 陳家樂

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RO 4 24 January 2013
Essence Futures (Hong Kong) Limited 安信期貨(香港)有限公司 RO 2 01 August 2012
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RO 1 01 August 2012
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RE 4 19 June 2012 24 January 2013
Essence Futures (Hong Kong) Limited 安信期貨(香港)有限公司 RE 2 19 June 2012 01 August 2012
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RE 1 19 June 2012 01 August 2012
Haitong International Futures Limited 海通國際期貨有限公司 RO 2 20 May 2010 08 June 2012
Haitong International Securities Company Limited 海通國際證券有限公司 RO 1 20 May 2010 08 June 2012
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 20 May 2010 08 June 2012
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 RO 2 16 January 2009 03 May 2011
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 RO 1 16 January 2009 03 May 2011
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 RE 4 09 October 2008 07 January 2011
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 RE 2 09 October 2008 16 January 2009
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 RE 1 09 October 2008 16 January 2009
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 4 27 July 2006 30 September 2008
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 RE 2 09 January 2006 30 September 2008
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 09 January 2006 30 September 2008
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE 2 13 December 2004 30 December 2005
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 13 December 2004 30 December 2005
BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 RE 2 01 April 2003 11 December 2004
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 01 April 2003 11 December 2004
BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 RE 9 01 April 2003 04 February 2004
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 9 01 April 2003 04 February 2004
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 6 01 April 2003 04 February 2004
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 4 01 April 2003 04 February 2004
BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 RE 5 01 April 2003 04 February 2004