SFC Licences of LAU See Him, Louis 劉思謙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RO | 4 | 13 August 2012 | 13 August 2015 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RO | 2 | 28 June 2012 | 13 August 2015 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RE | 2 | 27 January 2012 | 28 June 2012 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RO | 1 | 17 January 2012 | 13 August 2015 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 18 July 2008 | 17 January 2012 |