SFC Licences of THOMPSON Nicholas James Creer

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司	RE	1	20 May 2022
orientiert International Markets Limited	RE	1	10 March 2009	27 October 2009
Macquarie Capital Limited 麥格理資本股份有限公司	RE	1	11 August 2008	26 November 2008
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司	RE	1	19 July 2004	26 November 2008
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務)	RE	9	01 April 2003	01 April 2004
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務)	RE	6	01 April 2003	01 April 2004
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務)	RE	4	01 April 2003	01 April 2004