SFC Licences of SHIH Aaron 施昌勤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
One China Securities Limited 一中證券有限公司 | RE | 1 | 22 May 2014 | 10 July 2015 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 04 October 2012 | 12 February 2014 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 05 March 2012 | 12 September 2012 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 05 March 2012 | 12 September 2012 |
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 | RE | 4 | 30 September 2009 | 01 April 2010 |
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 | RE | 1 | 11 August 2009 | 17 February 2012 |
Chief Securities Limited 致富證券有限公司 | RE | 1 | 15 May 2009 | 20 July 2009 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 01 April 2003 | 11 December 2008 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 01 April 2003 | 11 December 2008 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 6 | 01 April 2003 | 02 December 2003 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 9 | 01 April 2003 | 02 December 2003 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 7 | 01 April 2003 | 02 December 2003 |