SFC Licences of CHAN Chi Shing 陳志成

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 RE 4 28 September 2006 01 December 2006
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 28 September 2006 01 December 2006