SFC Licences of LAW Man Wai 羅文偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 26 March 2020 | |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 25 April 2014 | 23 March 2020 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 26 March 2014 | 23 April 2014 |
China Gather Wealth Financial Company Limited 中華匯財金融有限公司 | RE | 1 | 13 October 2010 | 22 March 2014 |
Nittan Securities Asia Limited 溢勝證券亞洲有限公司 | RE | 1 | 07 April 2010 | 30 September 2010 |
Hantec Securities Co. Limited 亨達證券有限公司 | RE | 1 | 01 April 2003 | 30 March 2010 |
Hantec Securities Co. Limited 亨達證券有限公司 | RE | 9 | 01 April 2003 | 09 July 2003 |
Hantec Securities Co. Limited 亨達證券有限公司 | RE | 4 | 01 April 2003 | 09 July 2003 |
Hantec Securities Co. Limited 亨達證券有限公司 | RE | 6 | 01 April 2003 | 09 July 2003 |