SFC Licences of LAW Man Wai 羅文偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Cinda International Securities Limited 信達國際證券有限公司 RE 1 26 March 2020
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 25 April 2014 23 March 2020
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 26 March 2014 23 April 2014
China Gather Wealth Financial Company Limited 中華匯財金融有限公司 RE 1 13 October 2010 22 March 2014
Nittan Securities Asia Limited 溢勝證券亞洲有限公司 RE 1 07 April 2010 30 September 2010
Hantec Securities Co. Limited 亨達證券有限公司 RE 1 01 April 2003 30 March 2010
Hantec Securities Co. Limited 亨達證券有限公司 RE 9 01 April 2003 09 July 2003
Hantec Securities Co. Limited 亨達證券有限公司 RE 4 01 April 2003 09 July 2003
Hantec Securities Co. Limited 亨達證券有限公司 RE 6 01 April 2003 09 July 2003