SFC Licences of LAU Yim Lam, Peter 劉炎霖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Securities (Asia) Limited | RE | 1 | 11 September 2003 | 14 October 2004 |
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 01 April 2003 | 14 October 2004 |
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 4 | 01 April 2003 | 03 September 2003 |
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 6 | 01 April 2003 | 03 September 2003 |
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 9 | 01 April 2003 | 03 September 2003 |