SFC Licences of LI Wing Ping, Desmond 李永平
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 30 October 2008 | 04 June 2011 |
Merrill Lynch (Asia Pacific) Limited | RE | 7 | 22 October 2007 | 16 July 2008 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 26 April 2007 | 16 July 2008 |