SFC Licences of LEUNG Tai Wai 梁大偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Opus Capital Management Limited 創富資本管理有限公司 | RE | 9 | 01 November 2018 | |
Opus Securities Limited 創富證券有限公司 | RO | 1 | 21 August 2018 | |
Opus Securities Limited 創富證券有限公司 | RE | 1 | 03 July 2018 | 21 August 2018 |
TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RO | 1 | 21 November 2016 | 18 June 2018 |
TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RE | 2 | 20 October 2016 | 18 June 2018 |
TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RE | 1 | 20 October 2016 | 21 November 2016 |
China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 | RE | 9 | 26 May 2016 | 08 October 2016 |
China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 | RE | 4 | 26 May 2016 | 08 October 2016 |
China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 | RO | 1 | 23 April 2015 | 08 October 2016 |
China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 | RE | 1 | 23 November 2009 | 23 April 2015 |