SFC Licences of CHAN Hung Kee 陳鴻基

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 6 23 November 2020 31 December 2021
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RO 4 09 October 2012 31 December 2021
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RO 1 09 October 2012 31 December 2021
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 RO 2 09 October 2012 30 September 2020
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 RE 2 17 September 2012 09 October 2012
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 4 17 September 2012 09 October 2012
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 17 September 2012 09 October 2012
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RO 2 11 January 2012 07 September 2012
Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司 RO 2 29 March 2006 07 September 2012
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RO 4 29 March 2006 07 September 2012
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RO 1 29 March 2006 07 September 2012
Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司 RE 2 08 July 2004 29 March 2006
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RE 1 08 July 2004 29 March 2006
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE 2 31 July 2003 05 July 2004
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 01 April 2003 05 July 2004
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 4 01 April 2003 29 July 2003
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 6 01 April 2003 29 July 2003