SFC Licences of CHAN Tung Mui 陳東梅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Valuable Capital Limited 華盛資本証券有限公司 | RE | 2 | 22 December 2020 | |
Valuable Capital Limited 華盛資本証券有限公司 | RE | 1 | 22 December 2020 | |
China Industrial Securities International Futures Limited 興證國際期貨有限公司 | RE | 2 | 02 June 2015 | 20 November 2020 |
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 02 June 2015 | 20 November 2020 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 20 February 2012 | 22 May 2015 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 04 November 2011 | 22 May 2015 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 01 April 2003 | 01 November 2011 |
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 | RE | 2 | 01 April 2003 | 01 November 2011 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 9 | 01 April 2003 | 20 February 2004 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 6 | 01 April 2003 | 20 February 2004 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 4 | 01 April 2003 | 20 February 2004 |