SFC Licences of YU Kim Ho, Douglas 余劍豪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
WK Fund Management Limited 勁域基金管理有限公司 RO 9 30 September 2020 30 September 2020
WK Fund Management Limited 勁域基金管理有限公司 RO 4 30 April 2019 30 September 2020
WK Fund Management Limited 勁域基金管理有限公司 RE 9 25 February 2019 30 September 2020
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RO 1 13 April 2018 04 January 2019
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RE 9 21 March 2018 04 January 2019
China Sunrise Capital Limited 華升資本有限公司 RE 6 14 March 2017 16 May 2017
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RO 1 16 August 2016 08 February 2017
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RE 9 16 August 2016 08 February 2017
China Everbright Capital Limited 中國光大融資有限公司 RO 1 09 December 2011 15 May 2015
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RO 1 09 December 2011 15 May 2015
China Everbright Capital Limited 中國光大融資有限公司 RE 6 19 April 2011 15 May 2015
China Everbright Capital Limited 中國光大融資有限公司 RE 4 19 April 2011 15 May 2015
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 6 19 April 2011 15 May 2015
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 4 19 April 2011 15 May 2015
China Everbright Capital Limited 中國光大融資有限公司 RE 1 19 April 2011 09 December 2011
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 19 April 2011 09 December 2011
Cinda International Securities Limited 信達國際證券有限公司 RE 1 15 September 2009 01 April 2011
Cinda International Capital Limited 信達國際融資有限公司 RE 1 15 September 2009 01 April 2011
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 RE 2 03 October 2008 02 July 2009
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 03 October 2008 02 July 2009
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RE 2 17 July 2006 01 September 2008
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 06 June 2006 01 September 2008
CCB International Securities Limited 建銀國際證券有限公司 RE 1 13 October 2005 26 May 2006
Kingston Securities Limited 金利豐證券有限公司 RE 1 08 March 2005 06 May 2005
Kingston Futures Limited 金利豐期貨有限公司 RE 2 08 March 2005 06 May 2005
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 01 April 2003 30 June 2004
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 01 April 2003 30 June 2004
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 9 01 April 2003 30 June 2004
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 4 01 April 2003 30 June 2004
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 6 01 April 2003 11 March 2004
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 7 01 April 2003 11 March 2004