SFC Licences of KAO Ying Tung 郭楹楝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 02 September 2014 | 09 December 2021 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 4 | 02 September 2014 | 16 May 2019 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 01 April 2003 | 16 June 2014 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 01 April 2003 | 16 June 2014 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 6 | 01 April 2003 | 16 June 2014 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 9 | 01 April 2003 | 16 June 2014 |