SFC Licences of NEE Mary Yuet So 嚴月素

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Everbright Investment Management Limited 中國光大控股投資管理有限公司 RE 4 04 March 2019 31 August 2020
China Everbright Investment Management Limited 中國光大控股投資管理有限公司 RE 9 02 March 2018 31 August 2020
MZ Asset Management Limited 明智資產管理有限公司 RO 9 25 November 2014 31 July 2015
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 01 April 2003 29 May 2009
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 01 April 2003 29 May 2009
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 5 01 April 2003 12 October 2004
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 9 01 April 2003 12 October 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 01 April 2003 12 October 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 6 01 April 2003 12 October 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 9 01 April 2003 12 October 2004