SFC Licences of PETERSOHN Steven Jeffrey

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Orchard Wealth Management Limited 傲卓財富管理有限公司 RE 9 07 June 2017
Beyond Hong Kong Limited RO 9 23 December 2011 08 December 2016
LIM Advisors Limited RO 9 16 October 2007 09 December 2009
LIM Advisors Limited RE 9 14 June 2007 16 October 2007
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 01 April 2003 26 March 2007
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 01 April 2003 26 March 2007
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 01 April 2003 11 February 2004
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 01 April 2003 11 February 2004