SFC Licences of PETERSOHN Steven Jeffrey
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Orchard Wealth Management Limited 傲卓財富管理有限公司 | RE | 9 | 07 June 2017 | |
Beyond Hong Kong Limited | RO | 9 | 23 December 2011 | 08 December 2016 |
LIM Advisors Limited | RO | 9 | 16 October 2007 | 09 December 2009 |
LIM Advisors Limited | RE | 9 | 14 June 2007 | 16 October 2007 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 April 2003 | 26 March 2007 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 April 2003 | 26 March 2007 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 01 April 2003 | 11 February 2004 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 01 April 2003 | 11 February 2004 |