SFC Licences of LEE Sung Yin 李崇賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Upmax Securities Limited 晉億證券有限公司 | RE | 9 | 08 July 2021 | |
| Upmax Securities Limited 晉億證券有限公司 | RO | 1 | 02 March 2021 | |
| Upmax Securities Limited 晉億證券有限公司 | RE | 1 | 29 January 2021 | 02 March 2021 |
| Wealthy Securities Limited 永裕證劵有限公司 | RE | 9 | 29 June 2018 | 30 September 2020 |
| Wealthy Securities Limited 永裕證劵有限公司 | RE | 4 | 29 June 2018 | 30 September 2020 |
| Wealthy Securities Limited 永裕證劵有限公司 | RO | 1 | 25 January 2018 | 30 September 2020 |
| Wealthy Securities Limited 永裕證劵有限公司 | RE | 1 | 11 August 2017 | 25 January 2018 |
| AIF Securities Limited 亞投證券有限公司 | RE | 1 | 17 January 2017 | 12 February 2017 |
| AIF Securities Limited 亞投證券有限公司 | RO | 1 | 08 September 2006 | 17 January 2017 |
| AIF Securities Limited 亞投證券有限公司 | RE | 1 | 20 October 2005 | 08 September 2006 |
| Beta International Securities Limited 貝塔國際證券有限公司 | RO | 1 | 01 April 2003 | 20 June 2005 |
| Beta International Securities Limited 貝塔國際證券有限公司 | RO | 4 | 01 April 2003 | 04 October 2004 |
| Beta International Securities Limited 貝塔國際證券有限公司 | RO | 6 | 01 April 2003 | 04 October 2004 |
| Beta International Securities Limited 貝塔國際證券有限公司 | RO | 9 | 01 April 2003 | 04 October 2004 |