SFC Licences of SHUM Oi Nor, Anna 沈愛娜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 13 February 2017 | 28 September 2022 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 21 December 2005 | 12 February 2017 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 | RE | 1 | 01 April 2003 | 15 December 2005 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 | RE | 6 | 01 April 2003 | 19 May 2004 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 | RE | 7 | 01 April 2003 | 19 May 2004 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 | RE | 4 | 01 April 2003 | 19 May 2004 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 | RE | 9 | 01 April 2003 | 19 May 2004 |