SFC Licences of AU Kin Man 歐建文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CMBC International Futures Company Limited 民銀國際期貨有限公司	RO	2	17 September 2021	22 December 2023
CMBC Securities Company Limited 民銀證券有限公司	RO	4	17 September 2021	22 December 2023
CMBC Securities Company Limited 民銀證券有限公司	RO	1	17 September 2021	22 December 2023
CMBC International Futures Company Limited 民銀國際期貨有限公司	RE	2	03 August 2021	17 September 2021
CMBC Securities Company Limited 民銀證券有限公司	RE	4	03 August 2021	17 September 2021
CMBC Securities Company Limited 民銀證券有限公司	RE	1	03 August 2021	17 September 2021
Chow Sang Sang Securities Limited 周生生證券有限公司	RO	4	16 January 2019	30 April 2021
Chow Sang Sang Futures Limited 周生生期貨有限公司	RO	2	25 September 2017	30 April 2021
Chow Sang Sang Securities Limited 周生生證券有限公司	RO	1	25 September 2017	30 April 2021
Chow Sang Sang Futures Limited 周生生期貨有限公司	RE	2	01 April 2003	25 September 2017
Chow Sang Sang Securities Limited 周生生證券有限公司	RE	1	01 April 2003	25 September 2017
Chow Sang Sang Securities Limited 周生生證券有限公司	RE	4	01 April 2003	06 January 2005
Chow Sang Sang Securities Limited 周生生證券有限公司	RE	6	01 April 2003	06 January 2005
Chow Sang Sang Securities Limited 周生生證券有限公司	RE	9	01 April 2003	06 January 2005
Chow Sang Sang Futures Limited 周生生期貨有限公司	RE	5	01 April 2003	06 January 2005
Chow Sang Sang Futures Limited 周生生期貨有限公司	RE	9	01 April 2003	06 January 2005
Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司	RE	4	01 April 2003	29 October 2004
Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司	RE	9	01 April 2003	29 October 2004
Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司	RE	6	01 April 2003	29 October 2004
Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司	RE	1	01 April 2003	29 October 2004
Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司	RE	7	01 April 2003	04 August 2003
Chow Sang Sang Securities Limited 周生生證券有限公司	RE	7	01 April 2003	04 August 2003