SFC Licences of LAM Fan Keung, Franklin 林奮強
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RO | 9 | 18 January 2006 | 11 July 2011 |
| UBS Asset Management (Hong Kong) Limited | RO | 4 | 18 January 2006 | 11 July 2011 |
| UBS Asset Management (Hong Kong) Limited | RE | 9 | 01 December 2005 | 18 January 2006 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 01 December 2005 | 18 January 2006 |
| UBS Securities Asia Limited | RO | 4 | 27 April 2005 | 09 January 2006 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 27 April 2005 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 01 March 2005 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 01 March 2005 |