SFC Licences of LEE Lai Sha 李麗莎

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Head & Shoulders Securities Limited 聯合證券有限公司 RE 2 23 January 2020 31 December 2021
Head & Shoulders Securities Limited 聯合證券有限公司 RO 1 02 October 2015 31 December 2021
Head & Shoulders Securities Limited 聯合證券有限公司 RE 1 30 June 2015 02 October 2015
Seekers Markets Limited 中南金融有限公司 RO 1 23 February 2015 22 June 2015
Arta Global Markets Limited 裕承環球巿場有限公司 RO 1 07 January 2013 31 January 2015
Arta Global Markets Limited 裕承環球巿場有限公司 RE 1 03 December 2012 07 January 2013
Sino Capital Securities Limited 國順證券有限公司 RO 1 09 March 2011 23 November 2012
Sino Capital Securities Limited 國順證券有限公司 RE 1 26 January 2011 09 March 2011
Huarong International Securities Limited 華融國際證券有限公司 RE 2 05 January 2009 22 January 2011
Huarong International Securities Limited 華融國際證券有限公司 RE 1 22 October 2008 22 January 2011
Head & Shoulders Securities Limited 聯合證券有限公司 RE 1 01 June 2007 30 April 2009
Beta International Securities Limited 貝塔國際證券有限公司 RE 1 01 December 2003 01 June 2007
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 01 April 2003 10 June 2003
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 6 01 April 2003 10 June 2003
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 01 April 2003 10 June 2003
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 9 01 April 2003 10 June 2003