SFC Licences of CHAN Ka Chun 陳家俊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司	RE	9	28 April 2023
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	4	19 April 2016
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RO	5	28 August 2012
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RO	2	28 August 2012
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司	RO	5	03 October 2011
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司	RO	2	03 October 2011
CICC US Securities, Inc.	RO	1	26 July 2011	31 October 2011
CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司	RO	1	26 July 2011
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司	RE	2	24 June 2011	03 October 2011
CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司	RE	1	24 June 2011	26 July 2011
CICC US Securities, Inc.	RE	1	24 June 2011	26 July 2011
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	1	24 June 2011
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	7	20 February 2009	30 March 2011
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司	RE	2	20 July 2004	30 March 2011
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	01 April 2003	30 March 2011
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	6	01 April 2003	09 June 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	4	01 April 2003	09 June 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	9	01 April 2003	09 June 2004