SFC Licences of LAM Kok On 林覺安
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 2 | 25 February 2011 | 17 September 2019 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 08 September 2009 | 17 September 2019 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 17 September 2007 | 01 September 2009 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 01 April 2003 | 03 September 2007 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 01 April 2003 | 29 April 2004 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 9 | 01 April 2003 | 29 April 2004 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 7 | 01 April 2003 | 11 March 2004 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 6 | 01 April 2003 | 11 March 2004 |