| Institution |
Role |
Licences |
Start date |
End date |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
|
RE |
1, 2, 4, 5 |
20 February 2019 |
20 February 2019 |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
|
RO |
2, 5 |
14 March 2011 |
20 February 2019 |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
|
RO |
1, 4 |
26 February 2010 |
20 February 2019 |
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司
|
RO |
5 |
16 August 2006 |
30 October 2009 |
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司
|
RE |
5 |
08 June 2006 |
16 August 2006 |
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司
|
RO |
2 |
26 November 2004 |
30 October 2009 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司
|
RO |
1, 4 |
26 November 2004 |
30 October 2009 |
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司
|
RE |
2 |
30 September 2004 |
26 November 2004 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司
|
RE |
1 |
30 September 2004 |
26 November 2004 |
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司
|
RE |
1 |
17 August 2004 |
17 August 2004 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司
|
RE |
1 |
29 July 2003 |
17 August 2004 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司
|
RE |
7 |
29 July 2003 |
08 June 2004 |
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司
|
RE |
2 |
01 April 2003 |
17 August 2004 |
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司
|
RO |
1 |
01 April 2003 |
17 August 2004 |
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司
|
RO |
7 |
01 April 2003 |
08 June 2004 |
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司
|
RO |
4, 6, 9 |
01 April 2003 |
28 July 2003 |
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司
|
RE |
5, 9 |
01 April 2003 |
28 July 2003 |