SFC Licences of TAI Kwok Leung, Alexander 戴國良
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Finet Securities Limited 財華證券有限公司 | RO | 9 | 15 January 2024 | |
| Finet Securities Limited 財華證券有限公司 | RO | 4 | 15 January 2024 | |
| Finet Securities Limited 財華證券有限公司 | RO | 1 | 15 January 2024 | |
| VMS Asset Management Limited 鼎珮資產管理有限公司 | RO | 4 | 03 November 2021 | 30 December 2023 |
| VMS Asset Management Limited 鼎珮資產管理有限公司 | RO | 9 | 06 November 2018 | 30 December 2023 |
| VMS Securities Limited 鼎珮證券有限公司 | RO | 6 | 14 November 2017 | 30 December 2023 |
| VMS Securities Limited 鼎珮證券有限公司 | RO | 1 | 14 November 2017 | 30 December 2023 |
| VMS Securities Limited 鼎珮證券有限公司 | RO | 4 | 14 November 2017 | 01 September 2020 |
| VMS Securities Limited 鼎珮證券有限公司 | RO | 9 | 14 November 2017 | 20 March 2019 |
| VMS Securities Limited 鼎珮證券有限公司 | RE | 9 | 18 September 2017 | 14 November 2017 |
| VMS Securities Limited 鼎珮證券有限公司 | RE | 6 | 18 September 2017 | 14 November 2017 |
| VMS Securities Limited 鼎珮證券有限公司 | RE | 4 | 18 September 2017 | 14 November 2017 |
| VMS Securities Limited 鼎珮證券有限公司 | RE | 1 | 18 September 2017 | 14 November 2017 |
| Templewater Hong Kong Limited 善水資本香港有限公司 | RO | 1 | 29 February 2008 | 31 July 2017 |
| Templewater Hong Kong Limited 善水資本香港有限公司 | RO | 9 | 09 August 2007 | 31 July 2017 |
| Templewater Hong Kong Limited 善水資本香港有限公司 | RO | 6 | 09 August 2007 | 31 July 2017 |
| Templewater Hong Kong Limited 善水資本香港有限公司 | RO | 4 | 09 August 2007 | 31 July 2017 |
| AMS Capital Limited 博資有限公司 | RO | 4 | 01 April 2003 | 25 April 2007 |
| AMS Capital Limited 博資有限公司 | RO | 9 | 01 April 2003 | 25 April 2007 |
| AMS Capital Limited 博資有限公司 | RO | 6 | 01 April 2003 | 25 April 2007 |