SFC Licences of TSOI Chi Kun 蔡智勤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Crosby Securities Limited 高誠證券有限公司 RE 4 26 May 2021
Crosby Securities Limited 高誠證券有限公司 RE 1 26 May 2021
Elstone Securities Limited 千里碩證券有限公司 RO 1 16 August 2019 30 June 2020
Elstone Securities Limited 千里碩證券有限公司 RE 1 11 July 2019 16 August 2019
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RE 9 23 September 2008 02 July 2019
SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 RO 9 25 April 2008 28 February 2013
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 RO 1 07 January 2008 30 September 2011
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 RE 9 28 February 2007 30 September 2011
SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 RE 9 28 February 2007 25 April 2008
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 RO 9 26 October 2006 28 February 2007
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RO 1 20 October 2006 02 July 2019
SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 RO 9 18 July 2006 28 February 2007
SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 RO 5 28 April 2006 28 February 2013
SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 RO 2 28 April 2006 28 February 2013
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RE 1 01 April 2003 20 October 2006
SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 RE 9 01 April 2003 18 July 2006
SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 RE 5 01 April 2003 28 April 2006
SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 RE 2 01 April 2003 28 April 2006
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RE 4 01 April 2003 23 February 2005
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RE 9 01 April 2003 23 February 2005
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RE 6 01 April 2003 26 February 2004