SFC Licences of CHUNG Kam Wah, Alden 鍾金華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Yupei Fortune Capital Limited 宇培增富資本有限公司 RO 9 10 May 2019
Yupei Fortune Capital Limited 宇培增富資本有限公司 RO 4 10 May 2019
Yupei Fortune Capital Limited 宇培增富資本有限公司 RO 1 10 May 2019
Yupei Fortune Capital Limited 宇培增富資本有限公司 RE 1 23 April 2019 10 May 2019
Yupei Fortune Capital Limited 宇培增富資本有限公司 RE 4 23 April 2019 10 May 2019
Yupei Fortune Capital Limited 宇培增富資本有限公司 RE 9 23 April 2019 10 May 2019
Alphalex Capital Management (HK) Limited 石壁投資管理(香港)有限公司 RO 9 12 June 2015 31 October 2018
Alphalex Capital Management (HK) Limited 石壁投資管理(香港)有限公司 RO 4 12 June 2015 31 October 2018
Richland Capital Management Limited 富信資產管理有限公司 RE 4 05 July 2010 30 April 2013
Richland Capital Management Limited 富信資產管理有限公司 RE 9 05 July 2010 30 April 2013
AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 RO 9 08 September 2004 11 December 2009
AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 RO 4 08 September 2004 11 December 2009
AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 RE 5 08 September 2004 11 December 2009
HSBC Securities (Asia) Limited RE 1 01 April 2003 28 January 2004
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 01 April 2003 28 January 2004
HSBC Securities (Asia) Limited RE 4 01 April 2003 15 December 2003
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 4 01 April 2003 15 December 2003
HSBC Securities (Asia) Limited RE 6 01 April 2003 15 December 2003
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 6 01 April 2003 15 December 2003
HSBC Securities (Asia) Limited RE 9 01 April 2003 15 December 2003
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 9 01 April 2003 15 December 2003