SFC Licences of ONG So Po, Polly 王素寶

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Futures Limited 里昂期貨有限公司 RE 2 01 April 2003 15 February 2016
CLSA Limited 中信里昂證券有限公司 RE 9 01 April 2003 04 May 2004
CLSA Futures Limited 里昂期貨有限公司 RE 5 01 April 2003 04 May 2004
CLSA Futures Limited 里昂期貨有限公司 RE 9 01 April 2003 04 May 2004
CLSA Limited 中信里昂證券有限公司 RE 4 01 April 2003 04 May 2004
CLSA Limited 中信里昂證券有限公司 RE 6 01 April 2003 04 May 2004
CLSA Limited 中信里昂證券有限公司 RE 1 01 April 2003