SFC Licences of CHAN Kai Yuen 陳繼元

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 RE 9 27 November 2014 31 July 2019
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 RE 4 27 November 2014 31 July 2019
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 RE 1 27 November 2014 31 July 2019
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RO 9 15 August 2011 01 May 2013
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RO 4 15 August 2011 01 May 2013
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RO 1 15 August 2011 01 May 2013
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RE 9 30 May 2011 15 August 2011
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RE 4 30 May 2011 15 August 2011
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RE 1 30 May 2011 15 August 2011
HSBC Investment Funds (Hong Kong) Limited RE 1 19 November 2007 16 May 2011
HSBC Global Asset Management (Hong Kong) Limited RE 9 19 November 2007 16 May 2011
HSBC Global Asset Management (Hong Kong) Limited RE 4 19 November 2007 16 May 2011
HSBC Global Asset Management (Hong Kong) Limited RE 1 19 November 2007 16 May 2011