SFC Licences of MA Tak Ming, Dick 馬德銘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Holly International Asset Management Company Limited 弘業國際資產管理有限公司 | RE | 4 | 24 January 2024 | |
| Holly International Financial Holdings Limited 弘業國際金融控股有限公司 | RE | 1 | 24 January 2024 | |
| Wealthy Securities Limited 永裕證劵有限公司 | RE | 4 | 16 November 2023 | 18 January 2024 |
| Wealthy Securities Limited 永裕證劵有限公司 | RE | 1 | 16 November 2023 | 18 January 2024 |
| Wealthy Securities Limited 永裕證劵有限公司 | RO | 4 | 11 May 2021 | 16 November 2023 |
| Wealthy Securities Limited 永裕證劵有限公司 | RE | 4 | 11 March 2021 | 11 May 2021 |
| Wealthy Securities Limited 永裕證劵有限公司 | RO | 1 | 14 January 2021 | 16 November 2023 |
| Wealthy Securities Limited 永裕證劵有限公司 | RE | 1 | 03 November 2020 | 14 January 2021 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 03 September 2012 | 30 October 2020 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 03 September 2012 | 30 October 2020 |
| VC Brokerage Limited 滙盈證券有限公司 | RE | 1 | 01 April 2003 | 26 August 2012 |
| VC Futures Limited 滙盈期貨有限公司 | RE | 2 | 01 April 2003 | 26 August 2012 |
| VC Futures Limited 滙盈期貨有限公司 | RE | 5 | 01 April 2003 | 14 June 2004 |
| VC Brokerage Limited 滙盈證券有限公司 | RE | 9 | 01 April 2003 | 14 June 2004 |
| VC Brokerage Limited 滙盈證券有限公司 | RE | 6 | 01 April 2003 | 14 June 2004 |
| VC Brokerage Limited 滙盈證券有限公司 | RE | 4 | 01 April 2003 | 14 June 2004 |
| VC Futures Limited 滙盈期貨有限公司 | RE | 9 | 01 April 2003 | 14 June 2004 |
| VC Brokerage Limited 滙盈證券有限公司 | RE | 7 | 01 April 2003 | 26 August 2003 |