SFC Licences of FUNG Yiu Kai 馮耀楷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 30 December 2009 | 30 June 2012 |
KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 01 April 2003 | 19 December 2009 |
KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 9 | 01 April 2003 | 26 January 2005 |
KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 6 | 01 April 2003 | 26 January 2005 |
KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 4 | 01 April 2003 | 26 January 2005 |