SFC Licences of CHUNG Sek Nin, Edmund 鍾錫年
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 | RE | 2 | 05 June 2014 | |
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 05 June 2014 | |
Funderstone Securities Limited | RE | 1 | 12 March 2014 | 27 May 2014 |
Funderstone Futures Limited | RE | 2 | 12 March 2014 | 27 May 2014 |
Funderstone Securities Limited | RO | 1 | 25 November 2011 | 12 March 2014 |
Funderstone Futures Limited | RO | 2 | 25 November 2011 | 12 March 2014 |
Funderstone Securities Limited | RE | 1 | 01 April 2003 | 25 November 2011 |
Funderstone Futures Limited | RE | 2 | 01 April 2003 | 25 November 2011 |
Funderstone Futures Limited | RE | 9 | 01 April 2003 | 31 January 2005 |
Funderstone Futures Limited | RE | 5 | 01 April 2003 | 31 January 2005 |
Funderstone Securities Limited | RE | 4 | 01 April 2003 | 31 January 2005 |
Funderstone Securities Limited | RE | 6 | 01 April 2003 | 31 January 2005 |
Funderstone Securities Limited | RE | 9 | 01 April 2003 | 31 January 2005 |