SFC Licences of CHUNG Sek Nin, Edmund 鍾錫年

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 RE 2 05 June 2014
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 05 June 2014
Funderstone Securities Limited RE 1 12 March 2014 27 May 2014
Funderstone Futures Limited RE 2 12 March 2014 27 May 2014
Funderstone Securities Limited RO 1 25 November 2011 12 March 2014
Funderstone Futures Limited RO 2 25 November 2011 12 March 2014
Funderstone Securities Limited RE 1 01 April 2003 25 November 2011
Funderstone Futures Limited RE 2 01 April 2003 25 November 2011
Funderstone Futures Limited RE 9 01 April 2003 31 January 2005
Funderstone Futures Limited RE 5 01 April 2003 31 January 2005
Funderstone Securities Limited RE 4 01 April 2003 31 January 2005
Funderstone Securities Limited RE 6 01 April 2003 31 January 2005
Funderstone Securities Limited RE 9 01 April 2003 31 January 2005