SFC Licences of NGAN Wai Hung 顏偉洪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RO | 4 | 14 February 2012 | 01 November 2019 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 11 January 2012 | 14 February 2012 |
MF Global Hong Kong Limited 明富環球香港有限公司 | RO | 4 | 16 June 2011 | 11 November 2011 |
MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 4 | 01 December 2010 | 16 June 2011 |
CCB International Securities Limited 建銀國際證券有限公司 | RO | 4 | 02 March 2009 | 05 October 2010 |
CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 25 July 2008 | 02 March 2009 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 4 | 03 July 2007 | 30 May 2008 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RO | 4 | 01 April 2003 | 01 July 2006 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RO | 9 | 01 April 2003 | 26 August 2004 |