SFC Licences of NGAN Wai Hung 顏偉洪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RO 4 14 February 2012 01 November 2019
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 4 11 January 2012 14 February 2012
MF Global Hong Kong Limited 明富環球香港有限公司 RO 4 16 June 2011 11 November 2011
MF Global Hong Kong Limited 明富環球香港有限公司 RE 4 01 December 2010 16 June 2011
CCB International Securities Limited 建銀國際證券有限公司 RO 4 02 March 2009 05 October 2010
CCB International Securities Limited 建銀國際證券有限公司 RE 4 25 July 2008 02 March 2009
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 4 03 July 2007 30 May 2008
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RO 4 01 April 2003 01 July 2006
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RO 9 01 April 2003 26 August 2004