SFC Licences of LAI Chung Wing 黎宗榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 16 October 2018 | 07 February 2020 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 16 May 2018 | 27 September 2018 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 19 November 2014 | 27 September 2018 |
| Wintone Securities Limited 榮通證券有限公司 | RE | 1 | 31 May 2010 | 28 October 2013 |
| Wintone Securities Limited 榮通證券有限公司 | RE | 2 | 15 December 2009 | 08 April 2011 |
| Wintone Securities Limited 榮通證券有限公司 | RO | 1 | 02 June 2008 | 31 May 2010 |
| Wintone Securities Limited 榮通證券有限公司 | RE | 1 | 14 May 2007 | 02 June 2008 |
| New Gala Securities Company Limited 新基立證券有限公司 | RE | 1 | 29 April 2004 | 03 May 2007 |