SFC Licences of LAU Chung Kwan 劉仲坤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Venture Smart Asia Limited 意博資本亞洲有限公司 | RE | 9 | 09 August 2022 | 30 December 2022 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 | RE | 4 | 09 August 2022 | 30 December 2022 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 | RE | 1 | 09 August 2022 | 30 December 2022 |
| UBS Securities Hong Kong Limited | RE | 2 | 14 August 2020 | 24 March 2021 |
| UBS Securities Hong Kong Limited | RE | 1 | 14 August 2020 | 24 March 2021 |
| UBS Securities Asia Limited | RE | 2 | 14 August 2020 | 24 March 2021 |
| UBS Securities Asia Limited | RE | 1 | 14 August 2020 | 24 March 2021 |
| CASH Asset Management Limited 時富資產管理有限公司 | RO | 9 | 30 March 2005 | 20 February 2006 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 07 March 2005 | 20 February 2006 |
| CASH Research Limited 時富證券研究有限公司 | RO | 4 | 01 April 2003 | 31 March 2005 |