SFC Licences of CHONG Yuen Man Alice 莊婉文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Grace Financial Limited 恩榮金融有限公司 | RO | 9 | 01 December 2016 | 31 October 2020 |
Grace Financial Limited 恩榮金融有限公司 | RO | 4 | 01 December 2016 | 31 October 2020 |
Grace Financial Limited 恩榮金融有限公司 | RE | 9 | 21 August 2013 | 01 December 2016 |
Grace Financial Limited 恩榮金融有限公司 | RE | 4 | 21 August 2013 | 01 December 2016 |
Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 | RE | 4 | 18 November 2010 | 07 December 2011 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 4 | 14 January 2004 | 03 November 2010 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 14 January 2004 | 11 January 2008 |