SFC Licences of TSE Chi Him 謝智謙

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 RE 2 26 September 2012
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 26 September 2012
Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司 RE 2 13 September 2007 24 September 2012
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RE 1 13 September 2007 24 September 2012