SFC Licences of TSE Chi Him 謝智謙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 | RE | 2 | 26 September 2012 | |
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 26 September 2012 | |
Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司 | RE | 2 | 13 September 2007 | 24 September 2012 |
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 1 | 13 September 2007 | 24 September 2012 |