SFC Licences of CHEUNG Johnson 張富紳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 RO 2 26 April 2021
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RO 1 12 October 2020
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 RE 2 05 June 2018 26 April 2021
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RO 4 03 November 2016
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 27 September 2016 12 October 2020
China Galaxy International Asset Management (Hong Kong) Co., Limited 中國銀河國際資産管理(香港)有限公司 RE 9 27 September 2016 17 August 2020
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 4 27 September 2016 03 November 2016
Quam Securities Limited 華富建業證券有限公司 RO 4 15 February 2016 31 May 2016
Quam Securities Limited 華富建業證券有限公司 RE 9 15 February 2016 31 May 2016
Quam Securities Limited 華富建業證券有限公司 RE 2 15 February 2016 31 May 2016
Quam Securities Limited 華富建業證券有限公司 RE 1 15 February 2016 31 May 2016
Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 RE 9 06 November 2007 09 October 2014
Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 RE 5 06 November 2007 09 October 2014
Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 RE 4 04 October 2007 09 October 2014
Piper Jaffray Asia Limited 派杰亞洲有限公司 RE 6 07 December 2004 15 September 2007
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RE 4 07 December 2004 15 September 2007
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RE 1 22 December 2003 15 September 2007
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RE 6 22 December 2003 14 February 2005
Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 RE 6 01 April 2003 08 December 2003
Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 RE 1 01 April 2003 08 December 2003