SFC Licences of LUI David 雷昌年
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| VMS Securities Limited 鼎珮證券有限公司 | RO | 6 | 10 May 2012 | 02 January 2015 |
| VMS Securities Limited 鼎珮證券有限公司 | RE | 9 | 04 May 2011 | 02 January 2015 |
| VMS Securities Limited 鼎珮證券有限公司 | RE | 1 | 04 May 2011 | 02 January 2015 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 9 | 04 May 2007 | 16 April 2011 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 06 April 2004 | 16 April 2011 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 | RO | 6 | 01 April 2003 | 08 October 2007 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RO | 6 | 01 April 2003 | 30 March 2004 |