SFC Licences of PANG Leung Wai, Andrew 彭量為

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China On Securities Limited 中安證券有限公司	RO	9	05 January 2021	04 October 2021
China On Securities Limited 中安證券有限公司	RO	1	05 January 2021	04 October 2021
China On Securities Limited 中安證券有限公司	RE	9	28 December 2020	05 January 2021
China On Securities Limited 中安證券有限公司	RE	1	28 December 2020	05 January 2021
Suntek Financial Investment Company Limited 三泰富金融投資有限公司	RO	1	18 September 2019	01 December 2020
Suntek Financial Investment Company Limited 三泰富金融投資有限公司	RO	9	16 January 2019	01 December 2020
Suntek Financial Investment Company Limited 三泰富金融投資有限公司	RO	4	16 January 2019	01 December 2020
Fortune (HK) Securities Limited 富強證券有限公司	RE	1	23 November 2016	28 February 2018
Fortune Asset Management Limited 富強資產管理有限公司	RO	9	06 October 2016	18 September 2018
Fortune Asset Management Limited 富強資產管理有限公司	RO	4	06 October 2016	18 September 2018
Fortune (HK) Securities Limited 富強證券有限公司	RO	1	06 October 2016	23 November 2016
Fortune Asset Management Limited 富強資產管理有限公司	RE	9	21 September 2016	06 October 2016
Fortune Asset Management Limited 富強資產管理有限公司	RE	4	21 September 2016	06 October 2016
Fortune (HK) Securities Limited 富強證券有限公司	RE	1	21 September 2016	06 October 2016
China Finance Holdings Limited 中港金融證券有限公司	RO	1	06 May 2016	19 September 2016
Finet Securities Limited 財華證券有限公司	RO	1	06 May 2016	19 September 2016
Finet Securities Limited 財華證券有限公司	RO	9	07 March 2016	19 September 2016
Finet Securities Limited 財華證券有限公司	RO	4	07 March 2016	19 September 2016
SDHG International Asset Management Limited 山高國際資產管理有限公司	RO	9	27 August 2015	01 March 2016
SDHG International Asset Management Limited 山高國際資產管理有限公司	RO	4	27 August 2015	01 March 2016
Frontier Capital Management Limited 方達資本管理有限公司	RO	9	30 April 2015	24 June 2015
Frontier Capital Management Limited 方達資本管理有限公司	RO	4	30 April 2015	24 June 2015
Yue Xiu Asset Management Limited 越秀資產管理有限公司	RO	9	26 September 2013	23 April 2015
CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司	RO	4	10 August 2012	13 September 2013
CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司	RE	1	15 February 2012	13 September 2013
CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司	RE	4	15 February 2012	10 August 2012
CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司	RO	9	18 March 2011	13 September 2013
MIS Services Limited	RO	9	01 April 2003	05 July 2007