SFC Licences of YAU Oi Man, Maurien 丘愛敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | RE | 4 | 23 September 2004 | 24 November 2020 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 4 | 19 May 2004 | 19 August 2004 |
| HSBC Securities (Asia) Limited | RE | 4 | 01 April 2003 | 28 April 2004 |
| HSBC Securities (Asia) Limited | RE | 9 | 01 April 2003 | 10 December 2003 |
| HSBC Securities (Asia) Limited | RE | 6 | 01 April 2003 | 10 December 2003 |
| HSBC Securities (Asia) Limited | RE | 1 | 01 April 2003 | 10 December 2003 |