SFC Licences of CHAN Yee Pui 陳以珮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Evergreen Securities Limited 漢華證券有限公司 | RO | 1 | 04 November 2021 | |
Profitech Securities Limited 盈科證券有限公司 | RO | 1 | 10 July 2019 | 20 July 2020 |
Po Tai Securities (Hong Kong) Limited 寶泰證券(香港)有限公司 | RO | 4 | 19 February 2019 | 31 May 2019 |
Po Tai Securities (Hong Kong) Limited 寶泰證券(香港)有限公司 | RO | 1 | 03 October 2017 | 31 May 2019 |
CVP Securities Limited 星火證券有限公司 | RO | 1 | 13 January 2016 | 26 September 2017 |
CVP Securities Limited 星火證券有限公司 | RE | 1 | 09 December 2015 | 13 January 2016 |
M Securities Limited 雙龍證券有限公司 | RE | 1 | 06 March 2008 | 01 December 2015 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 01 April 2003 | 14 December 2007 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 4 | 01 April 2003 | 16 March 2004 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 6 | 01 April 2003 | 16 March 2004 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 7 | 01 April 2003 | 16 March 2004 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 9 | 01 April 2003 | 16 March 2004 |