SFC Licences of CHAN Yee Pui 陳以珮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Evergreen Securities Limited 漢華證券有限公司 RO 1 04 November 2021
Profitech Securities Limited 盈科證券有限公司 RO 1 10 July 2019 20 July 2020
Po Tai Securities (Hong Kong) Limited 寶泰證券(香港)有限公司 RO 4 19 February 2019 31 May 2019
Po Tai Securities (Hong Kong) Limited 寶泰證券(香港)有限公司 RO 1 03 October 2017 31 May 2019
CVP Securities Limited 星火證券有限公司 RO 1 13 January 2016 26 September 2017
CVP Securities Limited 星火證券有限公司 RE 1 09 December 2015 13 January 2016
M Securities Limited 雙龍證券有限公司 RE 1 06 March 2008 01 December 2015
Huarong International Securities Limited 華融國際證券有限公司 RE 1 01 April 2003 14 December 2007
Huarong International Securities Limited 華融國際證券有限公司 RE 4 01 April 2003 16 March 2004
Huarong International Securities Limited 華融國際證券有限公司 RE 6 01 April 2003 16 March 2004
Huarong International Securities Limited 華融國際證券有限公司 RE 7 01 April 2003 16 March 2004
Huarong International Securities Limited 華融國際證券有限公司 RE 9 01 April 2003 16 March 2004