SFC Licences of MOU Siu Bun, Newman 繆肇彬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 20 May 2013 | 16 December 2015 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 14 August 2006 | 31 January 2013 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 14 August 2006 | 31 January 2013 |
| UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 15 June 2006 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 24 March 2005 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 24 March 2005 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 24 March 2005 |