SFC Licences of LAI Yeuk Kam, Lawrence 黎若錦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
RE | 2 | 16 January 2020 | 30 September 2021 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RE | 1 | 16 January 2020 | 30 September 2021 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
RE | 1 | 29 September 2014 | 03 January 2020 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
RE | 2 | 29 September 2014 | 03 January 2020 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RE | 2 | 01 April 2003 | 12 September 2014 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE | 1 | 01 April 2003 | 12 September 2014 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE | 4, 6, 7, 9 | 01 April 2003 | 31 May 2004 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RE | 5, 7, 9 | 01 April 2003 | 31 May 2004 |