SFC Licences of LAI Yeuk Kam, Lawrence 黎若錦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司
RE 2 16 January 2020 30 September 2021
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司
RE 1 16 January 2020 30 September 2021
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司
RE 1 29 September 2014 03 January 2020
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司
RE 2 29 September 2014 03 January 2020
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 01 April 2003 12 September 2014
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 01 April 2003 12 September 2014
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 4, 6, 7, 9 01 April 2003 31 May 2004
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 5, 7, 9 01 April 2003 31 May 2004