SFC Licences of CHONG Fook Loi, Joseph 莊福來
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mighty Fountain Capital Limited 明德勤資本有限公司 | RE | 9 | 29 February 2024 | |
Mighty Fountain Capital Limited 明德勤資本有限公司 | RE | 4 | 29 February 2024 | |
Mighty Fountain Capital Limited 明德勤資本有限公司 | RE | 1 | 29 February 2024 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 27 September 2012 | 16 February 2024 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 28 August 2012 | 16 February 2024 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 28 August 2012 | 16 February 2024 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 5 | 13 July 2009 | 24 April 2012 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 13 July 2009 | 24 April 2012 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 2 | 13 July 2009 | 24 April 2012 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 13 July 2009 | 24 April 2012 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 12 April 2007 | 30 April 2008 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 12 April 2007 | 30 April 2008 |