SFC Licences of LAW Kin Fat 羅建發

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Seresia Asset Management Limited 信瑞資産管理有限公司	RE	4	08 February 2023
Seresia Asset Management Limited 信瑞資産管理有限公司	RE	9	21 October 2019
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	7	10 June 2011	05 September 2012
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	4	10 June 2011	05 September 2012
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	1	10 June 2011	05 September 2012
Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司	RE	1	09 September 2009	28 April 2011
Merrill Lynch Futures (Hong Kong) Limited	RE	2	16 May 2008	03 July 2009
Merrill Lynch Far East Limited	RE	1	17 April 2007	03 July 2009
Merrill Lynch (Asia Pacific) Limited	RE	1	17 April 2007	03 July 2009
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司	RE	1	07 September 2006	02 April 2007
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	1	10 January 2005	01 August 2006
J.P. Morgan Broking (Hong Kong) Limited	RE	4	01 April 2003	22 December 2004
J.P. Morgan Broking (Hong Kong) Limited	RE	1	01 April 2003	22 December 2004
J.P. Morgan Broking (Hong Kong) Limited	RE	9	01 April 2003	02 December 2003
J.P. Morgan Broking (Hong Kong) Limited	RE	7	01 April 2003	02 December 2003
J.P. Morgan Broking (Hong Kong) Limited	RE	6	01 April 2003	02 December 2003