SFC Licences of NG Kwok Kuen 吳國權
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Chief Securities Limited 致富證券有限公司 | RE | 1 | 29 March 2006 | |
Chief Commodities Limited 致富期貨商品有限公司 | RE | 2 | 05 January 2006 | |
Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 | RE | 2 | 13 January 2005 | 31 December 2005 |
VERCAP Financial Services Limited 和昇金融服務有限公司 | RE | 2 | 18 December 2003 | 05 January 2005 |
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 10 July 2003 | 05 December 2003 |
Interchina Futures Limited 國中期貨有限公司 | RE | 9 | 01 April 2003 | 04 July 2003 |
Interchina Futures Limited 國中期貨有限公司 | RE | 5 | 01 April 2003 | 04 July 2003 |
Interchina Futures Limited 國中期貨有限公司 | RE | 2 | 01 April 2003 | 04 July 2003 |