SFC Licences of CHAN Sai Yee, Vincent 陳世義

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Ever-Long Securities Company Limited 長雄證券有限公司 RE 1 22 September 2023
Ever-Long Capital Management Limited 長雄資本管理有限公司 RO 9 18 August 2023
Ever-Long Securities Company Limited 長雄證券有限公司 RO 4 18 August 2023
Ever-Long Capital Management Limited 長雄資本管理有限公司 RE 9 20 July 2023 18 August 2023
Ever-Long Securities Company Limited 長雄證券有限公司 RE 4 20 July 2023 18 August 2023
JT Capital Asset Management Limited 凱庫資產管理有限公司 RE 9 22 March 2023 15 May 2023
JT Capital Asset Management Limited 凱庫資產管理有限公司 RE 4 22 March 2023 15 May 2023
FDB Financial Group Limited 灃展金融集團有限公司 RO 9 05 March 2021 07 January 2023
FDB Financial Group Limited 灃展金融集團有限公司 RO 4 05 March 2021 07 January 2023
RO 4 27 November 2018 08 October 2019
RO 9 28 November 2017 08 October 2019
South China Futures Investment Limited 南華期貨投資有限公司 RO 2 13 July 2017 08 October 2019
Excellent Tide Securities Limited 佳湧證券有限公司 RO 1 20 March 2017 08 October 2019
South China Commodities Limited 南華期貨有限公司 RE 2 07 July 2016 20 March 2017
South China Securities Limited 南華證券投資有限公司 RE 1 07 July 2016 20 March 2017
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 1 25 February 2013 15 June 2016
Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司 RO 5 26 July 2012 15 June 2016
Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司 RO 2 26 July 2012 15 June 2016
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RO 1 26 July 2012 25 February 2013
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 2 25 January 2011 06 July 2012
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 08 December 2010 06 July 2012
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 2 08 December 2010 25 January 2011
Huarong International Securities Limited 華融國際證券有限公司 RO 2 09 February 2010 11 November 2010
Huarong International Securities Limited 華融國際證券有限公司 RE 1 01 December 2009 11 November 2010
Huarong International Securities Limited 華融國際證券有限公司 RE 2 01 December 2009 09 February 2010
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 17 December 2008 13 November 2009
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 RE 2 12 August 2008 13 November 2009
Chief Commodities Limited 致富期貨商品有限公司 RE 2 11 June 2008 10 July 2008
Kaiser Futures Limited 嘉信期貨有限公司 RE 2 30 March 2006 21 May 2008
Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 RE 2 02 February 2004 04 July 2005
Topmore Commodities Limited 德盛期貨有限公司 RE 2 01 April 2003 30 August 2003
Topmore Commodities Limited 德盛期貨有限公司 RE 5 01 April 2003 30 August 2003
Topmore Commodities Limited 德盛期貨有限公司 RE 9 01 April 2003 30 August 2003