SFC Licences of WONG Stacey Martin 黃偉誠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Quam Securities Limited 華富建業證券有限公司 RO 9 22 October 2018
Quam Securities Limited 華富建業證券有限公司 RO 6 22 October 2018
Quam Securities Limited 華富建業證券有限公司 RO 4 22 October 2018
Quam Securities Limited 華富建業證券有限公司 RO 2 22 October 2018
Quam Securities Limited 華富建業證券有限公司 RO 1 22 October 2018
Quam Capital Limited 華富建業企業融資有限公司 RO 1 21 September 2018
Quam Capital Limited 華富建業企業融資有限公司 RO 6 24 May 2018
Quam Capital Limited 華富建業企業融資有限公司 RE 6 10 January 2018 24 May 2018
CMBC International Capital Limited 民銀資本有限公司 RO 6 17 March 2017 07 November 2017
CMBC International Capital Limited 民銀資本有限公司 RO 1 17 March 2017 07 November 2017
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 6 31 October 2012 01 February 2013
Piper Jaffray Asia Limited 派杰亞洲有限公司 RO 6 08 August 2003 30 September 2012
Piper Jaffray Asia Limited 派杰亞洲有限公司 RO 1 08 August 2003 30 September 2012
Armstrong Capital Limited RO 6 17 April 2003 11 July 2003
Armstrong Capital Limited RO 1 17 April 2003 11 July 2003